Nathan James Anderson

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2024-06-11
MN	RA	APPROVED	2024-06-06

NM RA
APPROVED

Since 2024-06-11
MN RA
APPROVED

Since 2024-06-06

Branch Locations

6301 Uptown Blvd Ne Suite 100, Albuquerque, NM 87110-4132 • United States

Albuquerque, NM • United States

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
U.S. Bancorp Investments, Inc.	Albuquerque	NM	05/2016	05/2024
Rbc Capital Markets, Llc	Minneapolis	MN	05/2024	Present

05/2016 → 05/2024

U.S. Bancorp Investments, Inc.

Albuquerque, NM
05/2024 → Present

Rbc Capital Markets, Llc

Minneapolis, MN

Previous Registrations

2016-05-09 → 2024-05-28

U.S. Bancorp Investments, Inc.

Saint Paul, MN

Albuquerque, NM

Saint Paul, MN

Albuquerque, NM
2016-01-28 → 2016-05-11

Thrivent Investment Management Inc.

Minneapolis, MN
2015-01-26 → 2015-11-12

Rbc Capital Markets, Llc

Minneapolis, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-01-26

S66 Uniform Combined State Law Examination

2015-01-26