Stuart Roger Sanders

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 09/2016
  Td Ameritrade
  Ft. Worth, TX
• 12/2016 → 05/2020
  Charles Schwab & Co., Inc.
  Westlake, TX
• 09/2016 → 10/2016
  Chapwood Investments
  Addison, TX
• 11/2016 → 12/2016
  Unemployed
  Lewisville, TX
• 03/2021 → 08/2023
  Charles Schwab & Co., Inc.
  Westlake, TX
• 03/2021 → 08/2023
  Charles Schwab Bank, Ssb
  Westlake, TX
• 05/2020 → 03/2021
  Unemployed
  Lewisville, TX
• 09/2023 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2021-04-13 → 2023-08-14
  Charles Schwab & Co., Inc.
  Westlake, TX
• 2019-06-03 → 2020-05-14
  Charles Schwab & Co., Inc.
  Westlake, TX
  Fort Worth, TX
  Westlake, TX

Exams

• S66 Uniform Combined State Law Examination
  2019-06-03
• S63 Uniform Securities Agent State Law Examination
  2013-10-16

Other Names

• Stuart Roger Sanders
• Stuart Sanders