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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-06-14
  • PA RA
    APPROVED
    Since 2019-06-14

Branch Locations

200 E Market St, York, PA 17403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Coastal Equities Wilmington DE 05/2010 06/2019
Coastal Investment Advisors Wilmington DE 10/2011 06/2019
True Tax Llc York PA 07/2014 07/2019
Red Rock Financial Enterprises Llc Spring Mills PA 08/2009 07/2019
Cetera Financial Specialists Llc Schaumburg IL 06/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2019 Present
True Advisory Group York PA 06/2019 07/2019
True Advisory Group York PA 07/2019 Present
Diocese Of Harrisburg-St Rose Of Lime Parish, York York PA 05/2026 Present
  • 05/2010 → 06/2019
    Coastal Equities
    Wilmington, DE
  • 10/2011 → 06/2019
    Coastal Investment Advisors
    Wilmington, DE
  • 07/2014 → 07/2019
    True Tax Llc
    York, PA
  • 08/2009 → 07/2019
    Red Rock Financial Enterprises Llc
    Spring Mills, PA
  • 06/2019 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2019 → Present
    Schaumburg, IL
  • 06/2019 → 07/2019
    True Advisory Group
    York, PA
  • 07/2019 → Present
    True Advisory Group
    York, PA
  • 05/2026 → Present
    Diocese Of Harrisburg-St Rose Of Lime Parish, York
    York, PA
Previous Registrations
Other Businesses

1)NAME OF OTHER BUSINESS: TRUE ADVISORY GROUP DBA TRUE ADVISORY BUSINESS TRANSFORMATION ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ENTREPRENEURIAL COACHING & CONSULTING ; START DATE: 08/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER / CONSULTANT ; APX NUMBER OF HOURS PER WEEK: 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5 ; BRIEF DESCRIPTION OF DUTIES: COACHING AND CONSULTING FOR SMALL AND MEDIUM SIZED BUSINESS EXECUTIVES AND ENTREMRENEURS ; 2) NAME OF OTHER BUSINESS: TRUE ADVISORY GROUP DBA TRUE ADVISORY TAX & ACCOUNTING ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX AND ACCOUNTING ; START DATE: 08/2019 POSITION/TITLE/RELATIONSHIP: OWNER / TAX PREPARER ; APX NUMBER OF HOURS PER WEEK: 0-10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0-10 ; BRIEF DESCRIPTION OF DUTIES: INCOME TAX PREPARATION AND CLIENT ACCOUNTING SERVICES FOR INDIVIDUALS AND SMALL BUSINESS 3) NAME OF OTHER BUSINESS: TRUE ADVISORY GROUP; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: HOLDING COMPANY ; START DATE: 07/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 35 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: REVENUE GENERATED FROM SUBSIDIARIES 4) NAME OF OTHER BUSINESS: TRUE ADVISORY FINANCIAL SERVICES; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL PLANNING & ASSET MANAGEMENT; START DATE: 06/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER / WEALTH MANAGEMENT ADVISOR; APX NUMBER OF HOURS PER WEEK: 35 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: INVESTMENT AND INSURANCE MGMT OFFERED THROUGH CETERA FINANCIAL SPECIALISTS 5) NAME OF OTHER BUSINESS: CHRISTIAN LEADERSHIP ALLIANCE ; INVESTMENT RELATED: NO ADDRESS: 629 CAMINO DE LOS MARES, SAN CLEMENTE CA 92673 ; NATURE OF BUSINESS: ADVISORY COUNCIL ; START DATE:12/2020 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 1-2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2 ; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH PROFESSIONAL DEVELOPMENT, MEMBER EXPERIENCE, AND HOW TO DELIVER MORE VALUE TO THE ANNUAL CONFERENCE ; 6) NAME OF OTHER BUSINESS: DIOCESE OF HARRISBURG D/B/A ST ROSE OF LIME PARISH, YORK ; INVESTMENT RELATED: NO; ADDRESS: 950 W. MARKET ST YORK, PA 17401; NATURE OF BUSINESS: CHURCH; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF MUSIC; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PLANNING COORDINATING, EXECUTING CHURCH MUSIC PROGRAM;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-01
  • S66 Uniform Combined State Law Examination
    2010-06-01
Designations

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