Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Coastal Equities | Wilmington | DE | 05/2010 | 06/2019 |
| Coastal Investment Advisors | Wilmington | DE | 10/2011 | 06/2019 |
| True Tax Llc | York | PA | 07/2014 | 07/2019 |
| Red Rock Financial Enterprises Llc | Spring Mills | PA | 08/2009 | 07/2019 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2019 | Present |
| True Advisory Group | York | PA | 06/2019 | 07/2019 |
| True Advisory Group | York | PA | 07/2019 | Present |
| Diocese Of Harrisburg-St Rose Of Lime Parish, York | York | PA | 05/2026 | Present |
1)NAME OF OTHER BUSINESS: TRUE ADVISORY GROUP DBA TRUE ADVISORY BUSINESS TRANSFORMATION ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ENTREPRENEURIAL COACHING & CONSULTING ; START DATE: 08/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER / CONSULTANT ; APX NUMBER OF HOURS PER WEEK: 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5 ; BRIEF DESCRIPTION OF DUTIES: COACHING AND CONSULTING FOR SMALL AND MEDIUM SIZED BUSINESS EXECUTIVES AND ENTREMRENEURS ; 2) NAME OF OTHER BUSINESS: TRUE ADVISORY GROUP DBA TRUE ADVISORY TAX & ACCOUNTING ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX AND ACCOUNTING ; START DATE: 08/2019 POSITION/TITLE/RELATIONSHIP: OWNER / TAX PREPARER ; APX NUMBER OF HOURS PER WEEK: 0-10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0-10 ; BRIEF DESCRIPTION OF DUTIES: INCOME TAX PREPARATION AND CLIENT ACCOUNTING SERVICES FOR INDIVIDUALS AND SMALL BUSINESS 3) NAME OF OTHER BUSINESS: TRUE ADVISORY GROUP; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: HOLDING COMPANY ; START DATE: 07/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 35 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: REVENUE GENERATED FROM SUBSIDIARIES 4) NAME OF OTHER BUSINESS: TRUE ADVISORY FINANCIAL SERVICES; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL PLANNING & ASSET MANAGEMENT; START DATE: 06/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER / WEALTH MANAGEMENT ADVISOR; APX NUMBER OF HOURS PER WEEK: 35 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: INVESTMENT AND INSURANCE MGMT OFFERED THROUGH CETERA FINANCIAL SPECIALISTS 5) NAME OF OTHER BUSINESS: CHRISTIAN LEADERSHIP ALLIANCE ; INVESTMENT RELATED: NO ADDRESS: 629 CAMINO DE LOS MARES, SAN CLEMENTE CA 92673 ; NATURE OF BUSINESS: ADVISORY COUNCIL ; START DATE:12/2020 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 1-2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2 ; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH PROFESSIONAL DEVELOPMENT, MEMBER EXPERIENCE, AND HOW TO DELIVER MORE VALUE TO THE ANNUAL CONFERENCE ; 6) NAME OF OTHER BUSINESS: DIOCESE OF HARRISBURG D/B/A ST ROSE OF LIME PARISH, YORK ; INVESTMENT RELATED: NO; ADDRESS: 950 W. MARKET ST YORK, PA 17401; NATURE OF BUSINESS: CHURCH; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF MUSIC; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PLANNING COORDINATING, EXECUTING CHURCH MUSIC PROGRAM;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-01 |
Reach out to this advisor