Mingmar Sherpa

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 06/2017
  Fidelity Brokerage Services, Llc
  Greenwood Village, CO
• 07/2017 → Present
  Cetera Advisors Llc
  Denver, CO
• 07/2017 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2014-10-24 → 2017-06-30
  Strategic Advisers Llc
  Greenwood Village, CO

Other Businesses

N/A, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL LOCATION, DIY CRAFTS, STARTED 11/2017, POSITION/TITLE/RELATIONSHIP: OWNER, APX 2HOURS PER WEEK, BRIEF DESCRIPTION OF DUTIES: DIY CRAFTS CREATED AND SOLD

Exams

• S66 Uniform Combined State Law Examination
  2014-10-09
• S63 Uniform Securities Agent State Law Examination
  2010-04-14