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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-16
TX RA APPROVED 2022-06-16
  • CA RA
    APPROVED
    Since 2022-06-16
  • TX RA
    APPROVED
    Since 2022-06-16

Branch Locations

Mckinney , TX • United States

17 Cowboys Way Ste 500, Frisco, TX 75034 • United States

1482 E Valley Rd, Montecito, CA 93108 • United States

3660 State St, Santa Barbara, CA 93105 • United States

3660 State St [Lh-Rbo], Santa Barbara, CA 93105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Goleta CA 03/2011 06/2022
J.P. Morgan Securities Llc Goleta CA 10/2012 06/2022
Ryder Properties, Llc Carpinteria CA 04/2018 Present
Wells Fargo Clearing Services, Llc Santa Barbara CA 06/2022 Present
Previous Registrations
  • 2013-05-31 → 2022-06-17
    Goleta, CA
    Ojai, CA
    Willits, CA
    Santa Barbara, CA
    Ventura, CA
    Santa Barbara, CA
    Carpinteria, CA
    Santa Barbara, CA
    Ventura, CA
    Montecito, CA
Other Businesses

RYDER PROPERTIES, LLC, INVT RELATED, CARPINTERIA, CA, 50% OWNERSHIP WITH SPOUSE, START DATE 7/16/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES, TO HOLD RENTAL PROPERTIES. RENTAL PROPERTY, INVT RELATED, MARTINEZ, GA, 50% OWNERSHIP WITH SPOUSE, START DATE 6/29/2018, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY, INVT RELATED, EVANS, GA, 50% OWNERSHIP WITH SPOUSE, START DATE 6/4/2018, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RYDER TRADING, LLC, INVT RELATED, CARPINTERIA, CA, 100% OWNERSHIP, START DATE 6/1/2024, 10 HRS PER MONTH, 2.5 HRS DURING TRADING, LLC FOR PERSONAL TRADING ACCOUNT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-28
S63 Uniform Securities Agent State Law Examination 2010-09-29
  • S66 Uniform Combined State Law Examination
    2013-05-28
  • S63 Uniform Securities Agent State Law Examination
    2010-09-29

View on SEC IAPD

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