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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-04-17 |
Branch Locations
1401 S. Brentwood Blvd Suite 300, Brentwood, MO 63144 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Benjamin F Edwards & Co | Clayton | MO | 09/2010 | 04/2026 |
| Benjamin F. Edwards Wealth Management, Llc | St. Louis | MO | 02/2019 | 04/2026 |
| Mariner | Overland Park | KS | 04/2026 | Present |
| Msec, Llc | Overland Park | KS | 04/2026 | Present |
1)DUNLOP INVESTMENT GROUP, LLC - 1 N. BRENTWOOD BLVD, SUITE 510, CLAYTON, MO 63105. INVESTMENT-RELATED, 50% OWNER, INVESTMENT ADVICE - ADVISING CLIENTS WITH INVESTMENT DIRECTION AND IMPLEMENTATION. PARTICIPATION START DATE: 02/25/2019, 160 HOURS PER MONTH DURING TRADING HOURS. 2) St. Louis Blues AAA Hockey; not investment-related; 345 Mission Bay Court Wildwood, MO 63040; Youth hockey; Assistant Hockey Coach; Start date: 7.31.2025; 30 hours/month; 0 hours during trading hours; 3-4 hours a week of coaching hockey 3) MSEC, LLC, 5700 W. 112th St., Suite 500, Overland Park, KS 66211; Investment related; Registered Rep; Start date: 04/2026, 40 HRS/WK during securities trading hours. 4) Mariner; 5700 W. 112th St. Suite 500 Overland Park, KS 66211; Investment Related, Investment Advisor Representative, Start date: 04/2026, 40 HRS/WK during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-23 |
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