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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-23 |
| TX | RA | APPROVED | 2026-07-23 |
Branch Locations
12647 Alcosta Blvd Suite 370, San Ramon, CA 94583 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Fianacial Services Inc. | St. Paul | MN | 02/2015 | 06/2019 |
| Minnesota Life | St. Paul | MN | 02/2015 | 06/2019 |
| Sgc Financial | San Mateo | CA | 02/2015 | 06/2019 |
| Woodbury Financial Services Inc | San Ramon | CA | 06/2019 | 01/2024 |
| Osaic Wealth, Inc. | San Ramon | CA | 01/2024 | 07/2026 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2026 | Present |
| Cetera Advisors Llc | St Cloud | MN | 07/2026 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2010 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: BAY AREA WEALTH MANAGEMENT GROUP, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 06/2019 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL - MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: THIS LLC GENERATES NO REVENUE OF ITS OWN, IT IS THE BUSINESS ENTITY THAT EMPLOYS OUR NON-REGISTERED SUPPORT STAFF, LEASES OUR OFFICE SPACE, ETC. IT IS THERE FOR MARKETING AND EXPENSE PAYING PURPOSES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-15 |
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