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Christian Cadena

J.P. Morgan Securities LLC

Dallas, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-13
  • TX RA
    APPROVED
    Since 2023-01-13

Branch Locations

1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Ft Worth TX 03/2010 10/2016
Capital One Investing, Llc Plano TX 10/2016 04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 06/2017 01/2023
Bank Of America, N.A. Dallas TN 06/2017 01/2023
Unemployed Dallas TX 05/2017 05/2017
Jpmorgan Chase Bank, N.A. Dallas TX 01/2023 Present
J.P. Morgan Securities Llc Dallas TX 01/2023 Present
  • 03/2010 → 10/2016
    Td Ameritrade
    Ft Worth, TX
  • 10/2016 → 04/2017
    Capital One Investing, Llc
    Plano, TX
  • 06/2017 → 01/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Dallas, TX
  • 06/2017 → 01/2023
    Bank Of America, N.A.
    Dallas, TN
  • 05/2017 → 05/2017
    Unemployed
    Dallas, TX
  • 01/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Dallas, TX
  • 01/2023 → Present
    J.P. Morgan Securities Llc
    Dallas, TX
Previous Registrations
  • 2017-06-28 → 2023-01-11
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Dallas, TX
    Dallas, TX
    Frisco, TX
    Richardson, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
  • 2016-11-01 → 2017-04-06
    Capital One Advisors, Llc
    Plano, TX
    Mclean, VA
  • 2012-03-06 → 2016-10-26
    Td Ameritrade, Inc.
    Westlake, TX
    Fort Worth, TX
  • 2012-03-06 → 2016-10-26
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-05
S63 Uniform Securities Agent State Law Examination 2010-04-16
  • S66 Uniform Combined State Law Examination
    2012-03-05
  • S63 Uniform Securities Agent State Law Examination
    2010-04-16
Other Names
  • Christian Andres Cadena
  • Christian Andres Cadena Delgadillo
  • Christian Andres Cadena-Delgadillo
  • Christian Cadena

View on SEC IAPD

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