Sarah Rhoades

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bayside, NY

Other Businesses

I*1501283 Entity Type: Entity For Profit Name of OBA: Foodiegrrrls Address: Neptune City, New Jersey Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 10/02/2023 Number of Hours: 10, Monthly Number of Hours during trading: 0, Monthly Duties: Social media food blog Collaborating with local businesses for food or product posts, content creation. I*393125 Entity Type: Entity For Profit Name of OBA: Various Address: Neptune City, New Jersey Investment Related: No Position, Title, Association: Other Employee Start Date: 02/04/2017 Number of Hours: 40, Yearly Number of Hours during trading: 0, Yearly Duties: Background actor for various tv shows and movies Background actor for various tv shows and movies

Exams

• S66 Uniform Combined State Law Examination
  2014-06-16

Other Names

• Sarah Rhoades