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Justin Todd Harrold

Osaic Wealth, Inc.

Wichita, KS

CRD 5090972

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2018-11-02
  • KS RA
    APPROVED
    Since 2018-11-02

Branch Locations

1900 N. Amidon Suite 217, Wichita, KS 67203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Wichita KS 05/2016 11/2018
Royal Alliance Associates, Inc. Wichita KS 11/2018 Present
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Wichita, KS
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Wichita, KS
Previous Registrations
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Bryan, OH
    Wichita, KS
  • 2009-10-29 → 2016-05-13
    St. Petersburg, FL
    Wichita, KS
    St. Petersburg, FL
    Wichita, KS
    St. Petersburg, FL
    Bryan, OH
Other Businesses

1) JTH, INC, 11834 W. NEVILLE CT, WICHITA, KS, PRESIDENT OF S-CORP, CREATED FOR TAX & LIABILITY PURPOSES, ALSO DOES SOME TAX PREP & SELLS FIXED INS PRODUCTS, INV-REL, START 01/2011, 3 HRS/MO, 0 HRS....... 2) JTH, INC POSITION: Owner NATURE: Fixed Insurance Products INVESTMENT RELATED: Yes NUMBER OF HOURS: 57 SECURITIES TRADING HOURS: 40 START DATE: 01/03/2011 ADDRESS: 6105 W. Brookview St, Wichita KS 67205, United States DESCRIPTION: Fixed Insurance Sales in Life/LTC/Medicare & Disability 3) IMPACT FINANCIAL PARTNERS, INC POSITION: Treasurer/Shareholder NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 165 SECURITIES TRADING HOURS: 165 START DATE: 10/01/2022 ADDRESS: 1900 N Amidon Ste 217, WICHITA KS 67203, United States DESCRIPTION: This OBA is to run parallel to Financial Solutions, Inc as we implement a name change (rebrand). The estimated name change is set to take place on 10/01/2022, at which time Impact Financial Partners will become the outright OBA for the business. We need the OBA in place prior to that date in order to set things in motions so we can make the switch at that time. Duties: Registered Assistant to Registered Representative in the Securities industry

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-02-20
  • S63 Uniform Securities Agent State Law Examination
    2006-02-20
Designations
  • Certified Financial Planner

View on SEC IAPD

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