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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Wichita | KS | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Wichita | KS | 11/2018 | Present |
1) JTH, INC, 11834 W. NEVILLE CT, WICHITA, KS, PRESIDENT OF S-CORP, CREATED FOR TAX & LIABILITY PURPOSES, ALSO DOES SOME TAX PREP & SELLS FIXED INS PRODUCTS, INV-REL, START 01/2011, 3 HRS/MO, 0 HRS....... 2) JTH, INC POSITION: Owner NATURE: Fixed Insurance Products INVESTMENT RELATED: Yes NUMBER OF HOURS: 57 SECURITIES TRADING HOURS: 40 START DATE: 01/03/2011 ADDRESS: 6105 W. Brookview St, Wichita KS 67205, United States DESCRIPTION: Fixed Insurance Sales in Life/LTC/Medicare & Disability 3) IMPACT FINANCIAL PARTNERS, INC POSITION: Treasurer/Shareholder NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 165 SECURITIES TRADING HOURS: 165 START DATE: 10/01/2022 ADDRESS: 1900 N Amidon Ste 217, WICHITA KS 67203, United States DESCRIPTION: This OBA is to run parallel to Financial Solutions, Inc as we implement a name change (rebrand). The estimated name change is set to take place on 10/01/2022, at which time Impact Financial Partners will become the outright OBA for the business. We need the OBA in place prior to that date in order to set things in motions so we can make the switch at that time. Duties: Registered Assistant to Registered Representative in the Securities industry
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-02-20 |
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