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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-22
FL RA APPROVED 2011-02-17
  • TX RA
    APPROVED_RES
    Since 2013-03-22
  • FL RA
    APPROVED
    Since 2011-02-17

Branch Locations

815 S Palafox St, Pensacola, FL 32502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated St. Augustine FL 03/2010 Present
Bank Of America, N.A. Pensacola FL 07/2011 Present
Other Businesses

I*450445 For profit or not for profit: Entity Charitable Name of outside business organization: Pensacola State College Foundation Investment related: N Address of business: Pensacola, Florida, 32504 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 12/29/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: , Support the long-range plan of Pensacola State College by raising financial support to enhance scholarships, programs, faculty, facilities, and improvements to further enhance student accessibility and the learning environment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-14
  • S66 Uniform Combined State Law Examination
    2011-02-14
Other Names
  • Richard Poirier
  • Trey Poirier

View on SEC IAPD

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