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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Red Bank | NJ | 02/2013 | 10/2023 |
| Park Avenue Securities | Wall | NJ | 11/2023 | Present |
| Guardian Life Insurance Company | Wall | NJ | 11/2023 | Present |
1. Executive Committee Treasurer, Yacht Club, Start: 11.01.2024 Address: 42 Tilton Road Brick NJ 08723, 12 total hours per month, 0 during securities trading hours, No annual compensation, Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-21 |
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