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Stephen Seong Seo

L & S Advisors, Inc

Los Angeles, CA

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Current Employers
L & S Advisors, Inc

11766 Wilshire Blvd Suite 845, Los Angeles, CA 90025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-16
  • CA RA
    APPROVED
    Since 2023-02-16

Branch Locations

11766 Wilshire Blvd Suite 845, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rvw Wealth, Llc Los Angeles CA 08/2015 02/2023
L&S Advisors, Inc. Los Angeles CA 02/2023 Present
  • 08/2015 → 02/2023
    Rvw Wealth, Llc
    Los Angeles, CA
  • 02/2023 → Present
    L&S Advisors, Inc.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-08-20
  • S63 Uniform Securities Agent State Law Examination
    2013-08-20
Designations
Other Names
  • Seong Suh Seo
  • Seong Suh Seo
  • Stephen Seo

View on SEC IAPD

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GIDEON CAPITAL, LLC · LOS ANGELES, CA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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