Michael Kevin Harty

Employer firm

Cw Advisors, LLC CRD 310873

$15.2B regulatory AUM 47 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 01/2019
  Charles Schwab & Co., Inc.
  La Jolla, CA
• 05/2016 → 01/2019
  Charles Schwab Bank
  La Jolla, CA
• 01/2019 → Present
  Cw Advisors, Llc
  Scottsdale, AZ

Previous Registrations

• 2019-01-30 → 2020-12-02
  Congress Wealth Management Llc
  Tempe, AZ
  Boston, MA
  Scottsdale, AZ
• 2012-09-19 → 2019-01-16
  Charles Schwab & Co., Inc.
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  La Jolla, CA

Exams

• S66 Uniform Combined State Law Examination
  2012-09-18
• S63 Uniform Securities Agent State Law Examination
  2010-09-13

Designations

• Chartered Financial Analyst