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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-11
  • FL RA
    APPROVED
    Since 2022-03-11

Branch Locations

2770 Indian River Blvd, Suite 303 [Office Of Convenience], Vero Beach , FL 32960 • United States

3387 Ocean Drive [Satellite], Vero Beach, FL 32963 • United States

500 East Broward Blvd Suite 1630, Fort Lauderdale, FL 33394 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Miami FL 02/2012 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 03/2022
Wells Fargo Advisors Financial Network, Llc Vero Beach FL 03/2022 Present
Previous Registrations
  • 2012-02-23 → 2022-03-10
    Miami, FL
    Miami, FL
    Coral Gables, FL
    Miami, FL
    Orchid, FL
    Vero Beach, FL
  • 2009-06-01 → 2012-03-08
    Greenwich, CT
    Aventura, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Greenwich, CT
  • 2006-03-29 → 2007-04-02
    Morgan Stanley Dw Inc.
    Greenwich, CT
Other Businesses

CO-TRUSTEE FOR FAMILY MEMBER'S TRUST; INV. RELATED; MIAMI BEACH, FL; START 8/28/2012; 0 HRS PER MONTH.| CO-TRUSTEE FOR FAMILY MEMBER'S TRUST; INV. RELATED; MIAMI BEACH, FL; START 6/2/2010; 0 HRS PER MONTH.| CO-TRUSTEE OF TRUST FBO FAMILY MEMBERS; INV. RELATED; MIAMI BEACH, FL; START 6/2/2010; 0 HRS PER MONTH.| 7845 ATLANTIC WAY LLC; NOT INV RELATED; ORCHID, FL; 100% OWNERSHIP BY SPOUSE; CHECKWRITING ONLY; START 4/17/2021; ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, ESTATE AND TAX PLANNING SERVICES.| 7833 ATLANTIC WAY LLC; NOT INV RELATED; ORCHID, FL; 100% OWNERSHIP BY SPOUSE; CHECKWRITING ONLY; START 4/17/2021; ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, ESTATE AND TAX PLANNING SERVICES.| 42 ST. MARY'S LLC; NOT INV RELATED; ORCHID, FL; 100% OWNERSHIP BY SPOUSE; CHECKWRITING ONLY; START 4/17/2021; ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, ESTATE AND TAX PLANNING SERVICES.| 5959 COLLINS AVE. 1606 LLC; NOT INV RELATED; ORCHID, FL; 100% OWNERSHIP BY SPOUSE; CHECKWRITING ONLY; START 4/17/2021; ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, ; ESTATE AND TAX PLANNING SERVICES.| 451 BROOME ST. LLC; NOT INV RELATED; ORCHID, FL; 100% OWNERSHIP BY SPOUSE; CHECKWRITING ONLY; START 4/17/2021; ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, ESTATE AND TAX PLANNING SERVICES.| 2136 S. PORPOISE POINT LLC; NOT INV RELATED; ORCHID, FL; 100% OWNERSHIP BY SPOUSE; CHECKWRITING ONLY; START 4/19/2021; ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, ; ESTATE AND TAX PLANNING SERVICES.| PRISM CAPITAL LLC, INV RELATED, ORCHID, FL, 100% OWNERSHIP, START 1/7/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.;| 7355 69TH ST., LLC, INV RELATED, VERO BEACH, FL, 100% OWNED BY SPOUSE, CHECKWRITING ONLY, START: 9/12/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING, ESTATE AND TAX PLANNING PURPOSES.| PLANT IRC LLC; INV RELATED; VERO BEACH, FL; GROW AND SELL PLANTS AND TREES; 50% OWNERSHIP; START DATE 04/18/2025; 5 HOURS PER MONTH; 0 HOURS DURING TRADING| BEACHSIDE DRIVE LLC; INV RELATED; ORCHID, FL; 100% OWNERSHIP; START DATE 06/11/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS| LOXODONTA VENTURE LLC; INV RELATED; ORCHID, FL; 100% OWNERSHIP; START DATE 06/11/2025; 1 HOUR PER MONTH; 0 HOURS PER MONTH DURING TRADING| VERO BEACH EQUESTRIAN CLUB LLC; INV RELATED; VERO BEACH, FL; HORSE BOARDING AND LESSONS; 100% OWNERSHIP; START DATE 06/11/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS VARIOUS ACTING JOBS; NOT INV RELATED; TBD,FL; I WOULD BE IN PRINT, OR TV; ACTOR; START DATE: 01/06/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-28
  • S66 Uniform Combined State Law Examination
    2006-03-28
Other Names
  • Jenna Smith
  • Jennifer Cortney Smith

View on SEC IAPD

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