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Alan Christopher Keppler

Titleist Asset Management, LLC

Dallas, TX

San Antonio, TX

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Current Employers
Titleist Asset Management, Llc

777 E. Sonterra Blvd., Suite 330, San Antonio, TX 78258 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-01-27
TX RA APPROVED 2023-04-18
  • SC RA
    APPROVED
    Since 2025-01-27
  • TX RA
    APPROVED
    Since 2023-04-18

Branch Locations

Dallas, TX • United States

777 E. Sonterra Blvd., Suite 330, San Antonio, TX 78258 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Plano TX 11/2011 07/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grand Prairie TX 10/2017 12/2018
Bank Of America, N.A. Grand Prairie TX 10/2017 12/2018
Jp Morgan Securities, Llc Dallas TX 12/2018 02/2020
Jp Morgan Chase Bank, N.A. Dallas TX 12/2018 02/2020
Product Speicalist Plano TX 03/2016 07/2017
Titleist Capital, Llc San Antonio TX 06/2020 Present
Unemployed Dallas TX 03/2020 05/2020
Titleist Asset Management, Llc San Antonio TX 04/2023 Present
Previous Registrations
Other Businesses

Paragon Private Wealth Group; Investment Related; 1722 Routh Street Suite 900 Dallas, Texas 75201; Operate doing business as Paragon Private Wealth Group; All Securities and Advisory Services provided under the name Paragon Private Wealth Group are offered through Titleist Asset Management, Ltd. Member FINRA & SIPC; Managing Partner / Investment Advisor; start date 6/17/2020; Devote 200 hours per month (140 hours during trading hours) to this business; Investment advisory. Titleisit Capital, LLC Broker Dealer Registered Representative Since 06/2020 Investment Related Titleist Asset Management, LLC Investment Adviser Investment Adviser Representative Since 04/2023 Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-10
S63 Uniform Securities Agent State Law Examination 2010-04-01
  • S66 Uniform Combined State Law Examination
    2012-02-10
  • S63 Uniform Securities Agent State Law Examination
    2010-04-01
Other Names
  • Alan Christopher Keppler
  • Alan C Keppler
  • Alan Keppler

View on SEC IAPD

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