Best Investors Account Sign in
Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
VA RA APPROVED 2019-12-13
SC RA APPROVED 2017-06-01
CT RA APPROVED 2015-03-24
NJ RA APPROVED 2015-03-24
NC RA APPROVED 2015-03-23
  • NY RA
    APPROVED
    Since 2021-04-16
  • VA RA
    APPROVED
    Since 2019-12-13
  • SC RA
    APPROVED
    Since 2017-06-01
  • CT RA
    APPROVED
    Since 2015-03-24
  • NJ RA
    APPROVED
    Since 2015-03-24
  • NC RA
    APPROVED
    Since 2015-03-23

Branch Locations

6115 Park South Drive Suite 200, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities, Llc Charlotte NC 11/2013 Present
Guardian Life Insurance Co. Charlotte NC 11/2013 Present
Other Businesses

1. Consolidated Planning, Inc.-I represent carriers other than Guardian - in the best interest of my clients. , Start: 10/07/2013, Address: 6115 Park South Drive, Suite 200 Charlotte, NC 28210, 12 non bus hrs per month, Investment related, 2. Rental Property-I rent out my former residence in NY. There is a management company that handles the day to day operations., Start: 03/01/2014, Address: 808 Cortland Drive Newburgh, NY 12550, 0 hrs per month, Investment related, 3.) Contingent Executor - Suzanne Buda's Will- I am listed as the contingent executor on the Will of my mother (Suzanne Buda)., Start: 07/13/2010, Address: N/A, 0 total hours per month 0 during securities trading hours, Not Investment related, No annual compensation, 4.) Contingent Executor - Salvatore Buda's Will- I am listed as the contingent executor on the Will of my stepfather (Sal Buda). , Start: 07/13/2010, Address: N/A, 0 total hours per month 0 during securities trading hours, Not Investment related, No annual compensation, 5.) Contingent Power of Attorney - Suzanne Buda- I am listed as the contingent POA for my mother (Suzanne Buda). , Start: 07/13/2010, Address: N/A, 0 total hours per month 0 during securities trading hours, Not Investment related, No annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-14
S63 Uniform Securities Agent State Law Examination 2010-06-17
  • S66 Uniform Combined State Law Examination
    2015-03-14
  • S63 Uniform Securities Agent State Law Examination
    2010-06-17
Other Names
  • Michael D Harris

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor