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Valic Financial Advisors, Inc. CRD 42803
$29.2B regulatory AUM 38 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James And Associates | San Diego | CA | 01/2016 | 03/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2018 | 10/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2018 | 10/2022 |
| Cadaret Grant & Co., Inc. | Syracuse | NY | 10/2022 | 08/2025 |
| Valic Financial Advisors, Inc. | Houston | TX | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-31 |
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