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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-06
  • CA RA
    APPROVED
    Since 2025-10-06

Branch Locations

2929 Allen Parkway L3-20, Houston, TX 77019 • United States

Menifee, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James And Associates San Diego CA 01/2016 03/2018
Cambridge Investment Research, Inc. Fairfield IA 04/2018 10/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2018 10/2022
Cadaret Grant & Co., Inc. Syracuse NY 10/2022 08/2025
Valic Financial Advisors, Inc. Houston TX 09/2025 Present
Previous Registrations
  • 2022-10-31 → 2025-08-01
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Syracuse, NY
  • 2018-04-23 → 2022-06-09
    Laguna Niguel, CA
    San Clemente, CA
    Laguna Niguel, CA
  • 2016-01-08 → 2018-03-08
    San Diego, CA
    St. Petersburg, FL
    Menifee, CA
  • 2014-07-25 → 2015-08-10
    Td Ameritrade, Inc.
    San Diego, CA
  • 2013-06-10 → 2014-06-06
    Usaa Financial Planning Services
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-22
S63 Uniform Securities Agent State Law Examination 2010-03-31
  • S66 Uniform Combined State Law Examination
    2013-05-22
  • S63 Uniform Securities Agent State Law Examination
    2010-03-31
Other Names
  • John C. Driscoll
  • John Driscoll

View on SEC IAPD

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