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Derrick Joshua Kowal

Mariner

Overland Park, KS

Seminole, FL

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-13
  • FL RA
    APPROVED
    Since 2024-11-13

Branch Locations

5700 W 112Th St Suite 200, Overland Park, KS 66211 • United States

Seminole, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Investment Services, Inc. Tampa FL 02/2010 06/2019
Pruco Securities Llc Tampa FL 07/2019 09/2021
The Prudential Insurance Company Of America Tampa FL 07/2019 09/2021
Mariner Wealth Advisors Overland Park KS 11/2024 Present
Fisher Investments Tampa FL 09/2021 04/2024
Unemployed Seminole FL 04/2024 11/2024
  • 02/2010 → 06/2019
    T. Rowe Price Investment Services, Inc.
    Tampa, FL
  • 07/2019 → 09/2021
    Pruco Securities Llc
    Tampa, FL
  • 07/2019 → 09/2021
    The Prudential Insurance Company Of America
    Tampa, FL
  • 11/2024 → Present
    Mariner Wealth Advisors
    Overland Park, KS
  • 09/2021 → 04/2024
    Fisher Investments
    Tampa, FL
  • 04/2024 → 11/2024
    Unemployed
    Seminole, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-26
  • S66 Uniform Combined State Law Examination
    2011-04-26
Other Names
  • Derrick Joshua Kowal
  • Derrick Joshua Kowal
  • Derrick J Kowal

View on SEC IAPD

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Other Offices

MARINER · OVERLAND PARK, KS
MARINER INDEPENDENT · OVERLAND PARK, KS
MARINER WEALTH · OVERLAND PARK, KS
MARINER · OVERLAND PARK,, KS
PCG WEALTH MANAGEMENT · OVERLAND PARK, KS
MARINER ADVISOR NETWORK · OVERLAND PARK, KS
ASPEN PRIVATE CREDIT MANAGER, LLC · OVERLAND PARK, KS
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