Derrick Joshua Kowal

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → 06/2019
  T. Rowe Price Investment Services, Inc.
  Tampa, FL
• 07/2019 → 09/2021
  Pruco Securities Llc
  Tampa, FL
• 07/2019 → 09/2021
  The Prudential Insurance Company Of America
  Tampa, FL
• 11/2024 → Present
  Mariner Wealth Advisors
  Overland Park, KS
• 09/2021 → 04/2024
  Fisher Investments
  Tampa, FL
• 04/2024 → 11/2024
  Unemployed
  Seminole, FL

Previous Registrations

• 2021-09-22 → 2024-04-09
  Fisher Investments
  Tampa, FL
  Plano, TX
• 2019-07-23 → 2021-09-16
  Pruco Securities, Llc.
  Tampa, FL
• 2011-05-23 → 2019-07-11
  T. Rowe Price Advisory Services, Inc.
  Tampa, FL

Exams

• S66 Uniform Combined State Law Examination
  2011-04-26

Other Names

• Derrick Joshua Kowal
• Derrick Joshua Kowal
• Derrick J Kowal