Allen J Wagner

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 04/2024
  Eaton Vance
  Boston, MA
• 04/2024 → 05/2024
  Ryan Saunders
  Charlotte, NC
• 05/2024 → 07/2026
  Ryan Saunders
  Charlotte, NC
• 06/2024 → Present
  Northwestern Mutual Investment Services Llc
  Charlotte, NC
• 07/2024 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 07/2026 → Present
  Carolina Blue Insurance Services Llc
  Charlotte, NC

Previous Registrations

• 2014-03-04 → 2024-04-19
  Eaton Vance Management
  Boston, MA

Other Businesses

Northwestern Mutual Insurance Agent; Investment-Related; 6000 Fairview Rd, Ste 1425, Charlotte, NC; Insurance Producer Lines of Business: Life, Health, Disability, VA/VLI; Start Date: 5/2024; Hours devoted per month 160, all during trading hours as part of normal practice.

Exams

• S66 Uniform Combined State Law Examination
  2014-02-28
• S63 Uniform Securities Agent State Law Examination
  2011-09-02

Other Names

• Allen J Wagner
• Allen J Wagner
• Allen J Wagner
• Allen Joseph Wagner
• Allen J Wagner