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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-13
NJ RA APPROVED 2021-10-13
  • TX RA
    APPROVED
    Since 2021-12-13
  • NJ RA
    APPROVED
    Since 2021-10-13

Branch Locations

27 Sparta Ave., Sparta, NJ 07871 • United States

300 Rte 23, Franklin, NJ 07416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Sparta NJ 05/2006 Present
Helen Enterprises Newton NJ 12/2008 12/2016
J.P. Morgan Securities Llc Sparta NJ 10/2012 Present
  • 05/2006 → Present
    Jpmorgan Chase Bank, N.A.
    Sparta, NJ
  • 12/2008 → 12/2016
    Helen Enterprises
    Newton, NJ
  • 10/2012 → Present
    Sparta, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-17
S63 Uniform Securities Agent State Law Examination 2010-05-26
  • S66 Uniform Combined State Law Examination
    2021-08-17
  • S63 Uniform Securities Agent State Law Examination
    2010-05-26

View on SEC IAPD

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