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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Sherman Oaks | CA | 03/2010 | 01/2017 |
| J.P. Morgan Securities Llc | Sherman Oaks | CA | 10/2012 | 01/2017 |
| Wescom Financial Services, Llc | Pasadena | CA | 02/2017 | Present |
| Cuso Financial Services, Lp | San Diego | CA | 01/2023 | 02/2025 |
| The Leaders Group Inc | Littleton | CO | 02/2025 | Present |
| Usa Swimming | Pasadena | CA | 01/2023 | Present |
1.) USA SWIMMING - 1/1/23 - Sanctioned swimming pools - Swim official, strock & turn certified, Officiating at USA swimming sanctioned swim meets, Not Invt Rel, USA Swimming, 40 hrs/mo; 40 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 2/14/25 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-31 |
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