Christopher Fetzer

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2026-01-07
TX	RA	APPROVED	2025-07-28

WI RA
APPROVED

Since 2026-01-07
TX RA
APPROVED

Since 2025-07-28

Branch Locations

300 Executive Dr Suite 350, West Orange, NJ 07052 • United States

Oconomowoc, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bmo Harris Financial Advisors	Watertown	WI	02/2016	05/2019
U.S. Bancorp Investments, Inc.	Menomonee Falls	WI	05/2019	07/2021
Wells Fargo Clearing Services, Llc	Milwaukee	WI	07/2021	08/2023
Lpl Financial	Waterloo	WI	08/2023	10/2024
Farmers & Merchants Bank	Waterloo	WI	08/2023	10/2024
Ameriprise Financial Services, Llc	West Orange	NJ	10/2024	07/2025
Osaic Institutions, Inc.	Meriden	CT	07/2025	Present

02/2016 → 05/2019

Bmo Harris Financial Advisors

Watertown, WI
05/2019 → 07/2021

U.S. Bancorp Investments, Inc.

Menomonee Falls, WI
07/2021 → 08/2023

Wells Fargo Clearing Services, Llc

Milwaukee, WI
08/2023 → 10/2024

Lpl Financial

Waterloo, WI
08/2023 → 10/2024

Farmers & Merchants Bank

Waterloo, WI
10/2024 → 07/2025

Ameriprise Financial Services, Llc

West Orange, NJ
07/2025 → Present

Osaic Institutions, Inc.

Meriden, CT

Previous Registrations

2024-10-25 → 2025-08-11

Ameriprise Financial Services, Llc

West Orange, NJ

Oconomowoc, WI
2023-08-07 → 2024-11-20

Lpl Financial Llc

Waterloo, WI

Marshall, WI

Waterloo, WI
2021-07-22 → 2023-08-09

Wells Fargo Clearing Services, Llc

Milwaukee, WI

Pewaukee, WI

Racine, WI

Milwaukee, WI
2019-05-31 → 2021-07-29

U.S. Bancorp Investments, Inc.

Sussex, WI

Butler, WI

Germantown, WI

Menomonee Falls, WI
2016-03-07 → 2019-06-04

Bmo Harris Financial Advisors, Inc.

Watertown, WI
2012-10-01 → 2016-03-11

J.P. Morgan Securities Llc

Janesville, WI

Wales, WI

Watertown, WI

Eagle, WI

Waukesha, WI
2012-03-26 → 2012-10-01

Chase Investment Services Corp.

Janesville, WI

Wales, WI

Waukesha, WI

Brookfield, WI

Other Businesses

Business Ownership; Add 2 It Storage; Owner; Real Estate; Oak Dr, , Ixonia, WI, 53094; Not Investment-Related; 08/03/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-03-22
S63	Uniform Securities Agent State Law Examination	2010-05-10

S66 Uniform Combined State Law Examination

2012-03-22
S63 Uniform Securities Agent State Law Examination

2010-05-10

Other Names

Chris Fetzer
Christopher David Fetzer
Christopher D Fetzer
Chris David Fetzer
Chris D Fetzer

View on SEC IAPD