Laile Neal Landauer

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-11-26

CO RA
APPROVED

Since 2025-11-26

Branch Locations

Denver, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisors Llc	Denver	CO	01/2010	03/2022
Lpl Financial, Llc	Centennial	CO	03/2022	Present

01/2010 → 03/2022

Cetera Advisors Llc

Denver, CO
03/2022 → Present

Lpl Financial, Llc

Centennial, CO

Previous Registrations

2013-05-09 → 2022-03-17

Cetera Advisors Llc

Centennial, CO

Greenwood Village, CO

Other Businesses

1) 3/2011 - DBA for LPL Business (entity for LPL business) - Landauer Financial Services - Investment Related - Centennial, CO 80121 2) 9/2018 - Business Entity For Tax/Investment Purposes Only - 4L FINANCIAL, LLC - Not Investment Related - Centennial, CO 80121 3) 04/08/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 1999 - 5 Hours Per Month/2 Hours During Securities Trading . 4) 04/23/2024 - LongPlaya Productions - Other - Music Production - Not Investment Related - Denver, CO - Start Date 10/30/2023 - 6 Hours Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-10-24
S65	Uniform Investment Adviser Law Examination	2013-04-16

S63 Uniform Securities Agent State Law Examination

2014-10-24
S65 Uniform Investment Adviser Law Examination

2013-04-16

View on SEC IAPD