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Charles H Dullea

Ubs Financial Services Inc.

Stamford, CT

Jericho, NY

East Williston, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-29
NY RA APPROVED 2022-09-21
CT RA APPROVED 2011-11-21
  • TX RA
    APPROVED_RES
    Since 2026-06-29
  • NY RA
    APPROVED
    Since 2022-09-21
  • CT RA
    APPROVED
    Since 2011-11-21

Branch Locations

600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States

One Jericho Plaza Suit 205, Jericho, NY 11753 • United States

East Williston, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Stamford CT 01/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-18
  • S66 Uniform Combined State Law Examination
    2011-11-18
Other Names
  • Charles H Dullea
  • Charles Dullea

View on SEC IAPD

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