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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-04-24 |
Branch Locations
5337 Millenia Lakes Blvd. Suite 405, Orlando, FL 32839 • United States
Orlando, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Orlando | FL | 11/2010 | 06/2017 |
| Northwestern Mutual Investment Services Llc | Orlando | FL | 12/2018 | 04/2020 |
| Axa Advisors | Orlando | FL | 09/2017 | 11/2018 |
| Unemployed | Orlando | FL | 06/2017 | 09/2017 |
| Thomas Goes | Orlando | FL | 01/2015 | 06/2017 |
| Drew Walters | Orlando | FL | 11/2018 | 04/2020 |
| Sindy Walters | Orlando | FL | 11/2018 | 04/2020 |
| Axa Advisors Llc | New York | NY | 04/2020 | 06/2020 |
| Axa Equitable | Orlando | FL | 03/2020 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 04/2020 | Present |
1) ARBITER SPORTS, 9815 S MONROE ST, STE, 204, SANDY, UT 84070, SCOREKEEPER, VOLLEYBALL SCOREKEEPING DURINING THE MONTHS OF AUGUST TO NOVEMBER.APPROXIMATELY 10 MATCHES PER MONTH. 08/20/2022, 20HRS/MO. NOT INVESTMENT RELATED. 2) MAJOR LEAGUE VOLLEYBALL, ORLAND FL, SCOREKEEPER, KEEP OFFICIAL SCORE FOR VOLLEYBALL MATCHES, SEASON JANUARY THROUGH MAY ONLY. 01/08/2024, 15HRS/MO.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-14 |
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