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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-11-30 |
Branch Locations
26327 Main St., Ardmore, TN 38449 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1301 Gunter Avenue, Guntersville, AL 35976 • United States
1301 Gunter Avenue, Guntersville, AL 35976 • United States
401 Franklin Street, Huntsville, AL 35801 • United States
3201 Rainbow Dr, Rainbow City, AL 35906 • United States
8031 Us Hwy 431, Albertville, AL 35950 • United States
608 2Nd Ave E, Oneonta, AL 35121 • United States
3001 Mountain Cove Blvd Se, Owens Cross Roads, AL 35763 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Guntersville | AL | 12/2013 | 11/2022 |
| Lpl Financial Llc | Guntersville | AL | 11/2022 | Present |
1- 08/18/2023 - Cadence Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/05/2022 - 40 Hours Per Month/ 33 Hours During Trading 2. 08/01/2025 - EZ Living RV Park - Business Owner - Not inv rel - 846 Crossville, AL - Start date: 11/01/2023 - 5hrs/mnth.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-31 |
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