Kevin A Roszkowski

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 11/2012 → Present
  Bank Of America, N.A.
  Boston, MA

Previous Registrations

• 2011-07-26 → 2012-09-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA

Other Businesses

I*: 2586278Entity Type: Fiduciary roleName of OBA: MLPF& S CUST FPO M. R. IRA FBO M. R.Address: Wakefield, MA 01880Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 06/30/2025Number of Hours: 1 hr annuallyNumber of Hours during trading: 0Duties: Power of Attorney for parent I*2608260, Entity Type, Name of OBA: RR Address: WakefieldMassachusetts01880 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 07/09/2025 No Hours: 1 yearly No Hours during trading: 0 Duties:

Exams

• S66 Uniform Combined State Law Examination
  2011-07-23

Other Names

• Kevin Roszkowski
• Kevin A Roszkowski
• Kevin Anthony Roszkowski