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Michael S Gross

Janney Montgomery Scott LLC

Sarasota, FL

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-07
TX RA APPROVED 2023-09-06
  • FL RA
    APPROVED
    Since 2023-09-07
  • TX RA
    APPROVED
    Since 2023-09-06

Branch Locations

2 N. Tamiami Trail Suite 608, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Inc. Sarasota FL 04/2010 03/2018
Unemployed Sarasota FL 04/2018 05/2018
First Citizens Investor Services Raleigh NC 06/2018 05/2020
Td Ameritrade Cary NC 05/2020 01/2021
Unemployed Raleigh NC 01/2021 02/2021
Pnc Investments Raleigh NC 02/2021 10/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cary NC 10/2021 10/2022
Charles Schwab &Amp; Co. Raleigh NC 05/2020 01/2021
Bank Of America, N.A. Cary NC 10/2021 10/2022
Janney Montgomery Scott Llc Sarasota FL 09/2023 Present
Toby Richey & Associates Sarasota FL 10/2022 09/2023
  • 04/2010 → 03/2018
    Scottrade Inc.
    Sarasota, FL
  • 04/2018 → 05/2018
    Unemployed
    Sarasota, FL
  • 06/2018 → 05/2020
    First Citizens Investor Services
    Raleigh, NC
  • 05/2020 → 01/2021
    Td Ameritrade
    Cary, NC
  • 01/2021 → 02/2021
    Unemployed
    Raleigh, NC
  • 02/2021 → 10/2021
    Pnc Investments
    Raleigh, NC
  • 10/2021 → 10/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Cary, NC
  • 05/2020 → 01/2021
    Charles Schwab &Amp; Co.
    Raleigh, NC
  • 10/2021 → 10/2022
    Bank Of America, N.A.
    Cary, NC
  • 09/2023 → Present
    Janney Montgomery Scott Llc
    Sarasota, FL
  • 10/2022 → 09/2023
    Toby Richey & Associates
    Sarasota, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-18
S63 Uniform Securities Agent State Law Examination 2013-11-23
  • S66 Uniform Combined State Law Examination
    2017-01-18
  • S63 Uniform Securities Agent State Law Examination
    2013-11-23
Other Names
  • Michael Steven Gross

View on SEC IAPD

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CPA INVESTMENT SOLUTIONS, INC. · SARASOTA, FL
EDWARD JONES · Lakewood Ranch, FL
HENDRICKS WEALTH AND ESTATE MANAGEMENT · Lakewood Ranch, FL
OSAIC WEALTH, INC. · SARASOTA, FL
ACCURATE WEALTH MANAGEMENT, LLC · Sarasota, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Lakewood Ranch, FL
BASE WEALTH MANAGEMENT · LAKEWOOD RANCH, FL
EDWARD JONES · LAKEWOOD RANCH, FL

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