Derek Martin Brown

Upper St. Clair, PA

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-01-19
PA	RA	APPROVED	2010-05-04

TX RA
APPROVED

Since 2011-01-19
PA RA
APPROVED

Since 2010-05-04

Branch Locations

2600 Old Washington Road, Upper St. Clair, PA 15241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Pittsburgh	PA	01/2010	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

01/2010 → Present

Morgan Stanley Smith Barney

Pittsburgh, PA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-04-30

S66 Uniform Combined State Law Examination

2010-04-30

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.

LPL FINANCIAL LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

GOOD LIFE ADVISORS, LLC

MML INVESTORS SERVICES, LLC

PRIVATE ADVISOR GROUP, LLC

COMMONWEALTH FINANCIAL NETWORK

Other Investors

Mason Alexander George

Jacob A Gomolak

DARREN ROBERT SAVIKAS

Kaitlyn Matig Shogry

Other Offices

OSAIC WEALTH, INC. · PITTSBURGH, PA

LPL FINANCIAL LLC · PITTSBURGH, PA

EDWARD JONES · PITTSBURGH, PA

STATE FARM INVESTMENT MANAGEMENT CORP. · BETHEL PARK, PA

STATE FARM INVESTMENT MANAGEMENT CORP. · Pittsburgh, PA

LPL FINANCIAL LLC · PITTSBURGH, PA

GOOD LIFE ADVISORS, LLC · PITTSBURGH, PA

MML INVESTORS SERVICES, LLC · PITTSBURGH, PA

More in Upper St. Clair, PA

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