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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-05-13 |
| TX | RA | APPROVED | 2022-05-13 |
Branch Locations
457 Washington St Unit 3, Duxbury, MA 02332-4559 • United States
683 Main St Ste 7, Norwell, MA 02061 • United States
Duxbury, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Rochester | NY | 11/2015 | 05/2022 |
| Ameriprise Financial Services Llc | Norwell | MA | 05/2022 | Present |
Business Ownership; M6X, LLC; Co-owner; Real Estate; 683 Main Street, , Norwell, MA, 02061; Not Investment-Related; 06/22/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-10 |
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