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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-07-07
  • IL RA
    APPROVED
    Since 2022-07-07

Branch Locations

Deer Park, IL • United States

Citi Wealth Management, National Sales 388 Greenwich St., 22Nd Fl & 24Th Fl, New York, NY 10013 • United States

Cwm Retail, National Sales 227 West Monroe St, 24Th Fl, Chicago, IL 60606 • United States

Wauconda, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Company Barrington IL 03/2009 01/2020
Prudential Insurance Company Of America Rosemont IL 06/2020 05/2022
Pruco Securities, Llc. Rosemont IL 06/2020 05/2022
Unemployed Barrington IL 01/2020 06/2020
Citigroup New York NY 05/2022 Present
  • 03/2009 → 01/2020
    Allstate Insurance Company
    Barrington, IL
  • 06/2020 → 05/2022
    Prudential Insurance Company Of America
    Rosemont, IL
  • 06/2020 → 05/2022
    Rosemont, IL
  • 01/2020 → 06/2020
    Unemployed
    Barrington, IL
  • 05/2022 → Present
    Citigroup
    New York, NY
Previous Registrations
  • 2020-07-06 → 2022-06-07
    Rosemont, IL
  • 2003-04-08 → 2005-06-14
    Osaic Fa, Inc.
    Chicago, IL
Other Businesses

APPLE COUNTRY HOMEOWNERS ASSOCIATION BOARD OF DIRECTORS POSITION: Board Member NATURE: Homeowners Association Board of Directors INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/14/2021 ADDRESS: PO Box 421, Wauconda IL 60084, United States DESCRIPTION: Serving as HOA board member

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-28
  • S63 Uniform Securities Agent State Law Examination
    1998-07-28
Designations
  • Certified Financial Planner
Other Names
  • Norb Lieblang
  • Norbert Michael Lieblang
  • Norbert Lieblang

View on SEC IAPD

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