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Jeffrey Robert Hyman

Rbc Capital Markets, LLC

Westport, CT

Weston, CT

CRD 5764606

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-14
NY RA APPROVED 2021-10-16
CT RA APPROVED 2020-06-04
  • TX RA
    APPROVED_RES
    Since 2023-12-14
  • NY RA
    APPROVED
    Since 2021-10-16
  • CT RA
    APPROVED
    Since 2020-06-04

Branch Locations

285 Riverside Avenue Suite 335, Westport, CT 06880 • United States

Weston, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 05/2012 06/2020
Rbc Capital Markets, Llc New York NY 06/2020 10/2020
Rbc Capital Markets, Llc Westport CT 10/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-25
S63 Uniform Securities Agent State Law Examination 2010-05-19
  • S65 Uniform Investment Adviser Law Examination
    2010-06-25
  • S63 Uniform Securities Agent State Law Examination
    2010-05-19

View on SEC IAPD

Nearby Firms

QUORUS INC.
DIVYDE CAPITAL PARTNERS L.P.
MORGAN STANLEY

Nearby Investors

JOHN WILLIAM HILL
KYLE JOSEPH BIRMINGHAM
Prashant A Joshi

Nearby Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT

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