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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-27
NJ RA APPROVED 2025-09-05
  • FL RA
    APPROVED
    Since 2026-07-27
  • NJ RA
    APPROVED
    Since 2025-09-05

Branch Locations

Kissimmee, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Hillsborough NJ 05/2012 09/2025
Avantax Advisory Services Hillsborough NJ 05/2012 09/2025
Avantax Insurance Agency Llc Hillsborough NJ 05/2012 09/2025
First Baptist Church Of Lincoln Gardens Somerset NJ 04/2008 Present
Herman Johnson Hillsborough NJ 01/1971 Present
Cetera Wealth Services, Llc Hillsborough NJ 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 05/2012 → 09/2025
    Avantax Investment Services, Inc.
    Hillsborough, NJ
  • 05/2012 → 09/2025
    Avantax Advisory Services
    Hillsborough, NJ
  • 05/2012 → 09/2025
    Avantax Insurance Agency Llc
    Hillsborough, NJ
  • 04/2008 → Present
    First Baptist Church Of Lincoln Gardens
    Somerset, NJ
  • 01/1971 → Present
    Herman Johnson
    Hillsborough, NJ
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Hillsborough, NJ
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-05-22 → 2025-09-05
    Avantax Advisory Services
    Hillsborough, NJ
  • 2011-08-15 → 2012-06-04
    Mount Laurel, NJ
Other Businesses

1)First Baptist Church of Lincoln Gar~'NIR'~771 Somerset Street~Somerset~NJ~08844~Other~Treasurer/Comptroller~4/1/2008~40hrs~0hrs~Take collections for deposit, explains to Board of trustees where money is being spent, and sets budge 2)Herman Johnson~'NIR'~3 Tunison Close~Hillsborough~NJ~08844~Tax Preparation/Accounting~Tax Preparation/Accounting~1/1/1971~120hrs~120hrs~Tax Preparer

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-12
S63 Uniform Securities Agent State Law Examination 2011-07-02
  • S65 Uniform Investment Adviser Law Examination
    2011-08-12
  • S63 Uniform Securities Agent State Law Examination
    2011-07-02

View on SEC IAPD

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