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Andres L. Arsuaga-De Los Reyes

Aton Financial LLC

San Juan, PR

CRD 5764599

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Employer firm

Aton Financial LLC CRD 173070

$601M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Aton Financial Llc

1116 Ponce De Leon Suite 300, San Juan, PR 00907 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-28
PR RA APPROVED 2019-10-04
  • TX RA
    APPROVED_RES
    Since 2024-05-28
  • PR RA
    APPROVED
    Since 2019-10-04

Branch Locations

1116 Ponce De Leon Suite 300, San Juan, PR 00907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 02/2010 02/2019
Aton Financial Llc San Juan PR 02/2019 Present
  • 02/2010 → 02/2019
    Axa Advisors, Llc
    New York, NY
  • 02/2019 → Present
    Aton Financial Llc
    San Juan, PR
Other Businesses

Colorado LLC, not investment related, San Juan, PR, food and beverage, Member, 10/05/2021, 10, 5, general business operations responsibilities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-04
S63 Uniform Securities Agent State Law Examination 2010-07-22
  • S65 Uniform Investment Adviser Law Examination
    2019-10-04
  • S63 Uniform Securities Agent State Law Examination
    2010-07-22

View on SEC IAPD

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