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Aaron Niels Gingrich

LPl Financial LLC

York, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-10-03
TX RA APPROVED 2023-10-03
  • PA RA
    APPROVED
    Since 2023-10-03
  • TX RA
    APPROVED
    Since 2023-10-03

Branch Locations

220 St. Charles Way, Ste 100, York, PA 17402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc York PA 05/2012 Present
Lpl Financial Llc York PA 10/2023 Present
Previous Registrations
Other Businesses

1.10/03/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Sides Wealth Advisory Group; Investment Related; at Reported Business Location(s); Start Date 09/06/2023; 215hrs/mth; 6.5hrs during trading 2.08/14/2026; Elizabethtown University; Teacher Paid by School or University; Not Investment Related; Elizabethtown,PA; Start Date 01/01/2027; 30hrs/mth; 5hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-06
  • S66 Uniform Combined State Law Examination
    2013-06-06

View on SEC IAPD

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