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Prime Capital Financial CRD 288712
$39.1B regulatory AUM 1,816 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-08-05 |
| IN | RA | APPROVED | 2018-08-22 |
Branch Locations
6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
134 Westwood Blvd, Columbus, IN 47201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cummins Inc | Columbus | IN | 05/2012 | 08/2018 |
| Giesting Financial | Columbus | IN | 03/2018 | Present |
| Private Client Services | Columbus | IN | 01/2022 | Present |
| Prime Capital Investment Advisors Llc | Columbus | IN | 10/2021 | Present |
1) CHHSZ HOLINGS, LLC. 6201 COLLEGE BLVD, #150, OVERLAND PARK, KS 66211. CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY "LLC" FROM IN OCT 2019 UNDER THE LAWS OF THE STATE OF DELAWARE AND IS THE SOLE OWNER. MEMBER PRIVIDED PROFESSIONS (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 5 HRS/MO; 5 DURING TRADING HRS. 2) PCRM, LLC. 6201 COLLEGE BLVD, #150, OVERLAND PARK, KS 66211. OUTSIDE SALE AND SERVICE OF FIXED INSURANCE AND ANNUITY (FIXED AND FIXED INDEXED) PRODUCTS THROUGH IMO (QUANTUM). REGISTERED REPRSENTATIVE-SALE AND SERVICE OF FIXED INSURANCE AND ANNUITY (FIXED AND FIXED INDEXED) PRODUCTS. 10 HRS/MO; 10 DURING TRADING HRS. 3) PRIME CAPITAL INVESTMENT ADVISORS. 6201 COLLEGE BLVD, #150, OVERLAND PARK, KS 66211. RIA. 4) THORN MURPHY. 1050 LAPWING COURT, COLUMBUS, IN 47203. SALE AND SERVICE OF FIXED INSURANCE RELATED PRODCUTS THOUGH VARIOUS INDEPENDENT COMPANIES. OWNWER OF TM FINANCIAL LLC. 10 HRS/MO; 10 DURING TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-09-14 |
| S65 | Uniform Investment Adviser Law Examination | 2018-06-01 |
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