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Thorn Michael Murphy

Prime Capital Financial

Overland Park, KS

Columbus, IN

CRD 5764540

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Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-05
IN RA APPROVED 2018-08-22
  • TX RA
    APPROVED
    Since 2019-08-05
  • IN RA
    APPROVED
    Since 2018-08-22

Branch Locations

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

134 Westwood Blvd, Columbus, IN 47201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cummins Inc Columbus IN 05/2012 08/2018
Giesting Financial Columbus IN 03/2018 Present
Private Client Services Columbus IN 01/2022 Present
Prime Capital Investment Advisors Llc Columbus IN 10/2021 Present
  • 05/2012 → 08/2018
    Cummins Inc
    Columbus, IN
  • 03/2018 → Present
    Giesting Financial
    Columbus, IN
  • 01/2022 → Present
    Private Client Services
    Columbus, IN
  • 10/2021 → Present
    Prime Capital Investment Advisors Llc
    Columbus, IN
Previous Registrations
Other Businesses

1) CHHSZ HOLINGS, LLC. 6201 COLLEGE BLVD, #150, OVERLAND PARK, KS 66211. CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY "LLC" FROM IN OCT 2019 UNDER THE LAWS OF THE STATE OF DELAWARE AND IS THE SOLE OWNER. MEMBER PRIVIDED PROFESSIONS (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 5 HRS/MO; 5 DURING TRADING HRS. 2) PCRM, LLC. 6201 COLLEGE BLVD, #150, OVERLAND PARK, KS 66211. OUTSIDE SALE AND SERVICE OF FIXED INSURANCE AND ANNUITY (FIXED AND FIXED INDEXED) PRODUCTS THROUGH IMO (QUANTUM). REGISTERED REPRSENTATIVE-SALE AND SERVICE OF FIXED INSURANCE AND ANNUITY (FIXED AND FIXED INDEXED) PRODUCTS. 10 HRS/MO; 10 DURING TRADING HRS. 3) PRIME CAPITAL INVESTMENT ADVISORS. 6201 COLLEGE BLVD, #150, OVERLAND PARK, KS 66211. RIA. 4) THORN MURPHY. 1050 LAPWING COURT, COLUMBUS, IN 47203. SALE AND SERVICE OF FIXED INSURANCE RELATED PRODCUTS THOUGH VARIOUS INDEPENDENT COMPANIES. OWNWER OF TM FINANCIAL LLC. 10 HRS/MO; 10 DURING TRADING HRS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-09-14
S65 Uniform Investment Adviser Law Examination 2018-06-01
  • S63 Uniform Securities Agent State Law Examination
    2018-09-14
  • S65 Uniform Investment Adviser Law Examination
    2018-06-01
Other Names
  • Thorn Murphy

View on SEC IAPD

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