Phoummasone John Laychaypha

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2020-12-21
CA	RA	APPROVED	2017-07-20

CO RA
APPROVED

Since 2020-12-21
CA RA
APPROVED

Since 2017-07-20

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	02/2010	Present
Charles Schwab Bank	Lone Tree	CO	07/2017	01/2020

02/2010 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO
07/2017 → 01/2020

Charles Schwab Bank

Lone Tree, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-07-03
S63	Uniform Securities Agent State Law Examination	2010-05-21

S66 Uniform Combined State Law Examination

2017-07-03
S63 Uniform Securities Agent State Law Examination

2010-05-21

Other Names

Johnny Laychaypha

View on SEC IAPD