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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-10-14 |
| IN | RA | APPROVED | 2022-07-06 |
| TX | RA | APPROVED | 2011-03-28 |
| CA | RA | APPROVED | 2010-06-08 |
Branch Locations
800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States
233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Indianapolis | IN | 02/2010 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 07/2022 | Present |
1. Overcome Sports Inc; Investment related; Sports apparel; Investor (silent partner) (proprietor, partner, officer, director, employee, trustee, agent); Dec 2018; During business hours: 0; After business hours: 1; Products for business would be sold through Amazon.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-03 |
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