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Td Private Client Wealth LLC CRD 164484
$8.57B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-10-16 |
| MI | RA | APPROVED | 2024-11-25 |
| CO | RA | APPROVED | 2024-06-21 |
| NH | RA | APPROVED | 2024-04-03 |
| ME | RA | APPROVED | 2024-03-08 |
| VT | RA | APPROVED | 2023-11-16 |
| TX | RA | APPROVED_RES | 2023-04-17 |
| OK | RA | APPROVED | 2023-01-18 |
| OR | RA | APPROVED | 2021-12-07 |
| GA | RA | APPROVED | 2021-10-01 |
| NY | RA | APPROVED | 2021-08-05 |
| SC | RA | APPROVED | 2021-06-21 |
| MO | RA | APPROVED | 2018-08-30 |
| NC | RA | APPROVED | 2018-03-19 |
| MA | RA | APPROVED | 2018-03-07 |
| WI | RA | APPROVED | 2017-05-31 |
| NV | RA | APPROVED | 2016-07-18 |
| CA | RA | APPROVED | 2016-07-11 |
| VA | RA | APPROVED | 2016-06-15 |
| DE | RA | APPROVED | 2016-06-08 |
| CT | RA | APPROVED | 2015-08-12 |
| DC | RA | APPROVED | 2013-09-24 |
| IL | RA | APPROVED | 2013-08-16 |
| FL | RA | APPROVED | 2013-04-24 |
| MD | RA | APPROVED | 2013-04-23 |
| NJ | RA | APPROVED | 2013-04-16 |
| PA | RA | APPROVED | 2013-04-16 |
Branch Locations
1919 Gallows Road 2Nd Floor, Vienna, VA 22182 • United States
2005 Market Street Suite 2350, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Private Client Wealth Llc | Philadelphia | PA | 06/2012 | Present |
| Td Bank, N.A. | Philadelphia | PA | 06/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-20 |
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