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403 Madison St Se 2Nd Fl, Huntsville, AL 35801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-02-09 |
Branch Locations
247 S 4Th St, Gadsden, AL 35901 • United States
403 Madison St Se 2Nd Fl, Huntsville, AL 35801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Gadsden | AL | 02/2013 | 08/2018 |
| Stonex Advisors Inc | Gadsden | AL | 08/2018 | 02/2026 |
| Stonex Securities Inc | Gadsden | AL | 08/2018 | Present |
1) Eagle Creek Wealth Management - 247 S 4th Street, Gadsden, AL 35901 Nature of Business: Financial advisor Investment Related: Yes Business Position: Registered Client Assistant/HR Manager Business Duties: Clerical duties, sell of investments, investment services Business Start Date: 10/03/2022 Approximately 160 hours spent on this OBA monthly, with 160 during market hours. 2) Axient Investment Advisors, LLC - 403 Madison St SE, 2nd Fl Huntsville, AL 35801 Nature of Business: RIA Investment Related: Yes Business Position: Clerical duties, sell of investments, investment services Business Duties: Clerical duties, sell of investments, investment services Business Start Date: 02/02/2026 Approximately 160 hours spent on this OBA monthly, during market hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-29 |
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