Vishal Kumar

Employer firm

Twin Peaks Wealth Advisors CRD 323817

$585M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Twin Peaks Wealth Advisors

San Francisco, CA • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-01-09
TX	RA	APPROVED	2024-01-09
CA	RA	APPROVED	2022-12-12

NY RA
APPROVED

Since 2024-01-09
TX RA
APPROVED

Since 2024-01-09
CA RA
APPROVED

Since 2022-12-12

Branch Locations

San Francisco, CA • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	San Francisco	CA	03/2015	12/2022
Twin Peaks Wealth Advisors, Llc	San Francisco	CA	12/2022	Present

03/2015 → 12/2022

Lpl Financial, Llc

San Francisco, CA
12/2022 → Present

Twin Peaks Wealth Advisors, Llc

San Francisco, CA

Previous Registrations

2015-03-06 → 2022-12-20

Lpl Financial Llc

San Francisco, CA

San Francisco, CA

San Diego, CA

New York, NY
2012-05-22 → 2015-03-13

Northwestern Mutual Investment Services, Llc

San Francisco, CA

Other Businesses

1. 10/19/2022 - Twin Peaks Insurance Services, LLC - Investment Related - Virtually-At People's Homes - Non-Variable Insurance - Agent - Start Date: 10/12/2022 - 6 Hours Per Month/1 Hour During Securities Trading. 2. 11/09/2022 - No Business Name - Investment Related - 57 Reade Unit 15A New York, NY 10007 - Real Estate Rental - Start Date: 12/01/2022 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-05-18

S66 Uniform Combined State Law Examination

2012-05-18

View on SEC IAPD