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Lindsay Rachelle Necci

Morgan Stanley

Pepper Pike, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-01-12
TX RA APPROVED 2024-01-12
  • OH RA
    APPROVED
    Since 2024-01-12
  • TX RA
    APPROVED
    Since 2024-01-12

Branch Locations

31099 Chagrin Boulevard, Pepper Pike, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Willoughby Hills OH 06/2016 01/2017
Pnc Investments Willoughby Hills OH 06/2016 01/2017
Rodan And Fields Mentor OH 08/2016 11/2017
Raymond James Financial Services, Inc. Mentor OH 01/2017 12/2018
Jp Morgan Securities, Llc Mentor OH 01/2019 01/2024
Jp Morgan Chase Bank, N.A. Mentor OH 01/2019 01/2024
Morgan Stanley Smith Barney Llc Pepper Pike OH 01/2024 Present
  • 06/2016 → 01/2017
    Pnc Bank
    Willoughby Hills, OH
  • 06/2016 → 01/2017
    Pnc Investments
    Willoughby Hills, OH
  • 08/2016 → 11/2017
    Rodan And Fields
    Mentor, OH
  • 01/2017 → 12/2018
    Raymond James Financial Services, Inc.
    Mentor, OH
  • 01/2019 → 01/2024
    Jp Morgan Securities, Llc
    Mentor, OH
  • 01/2019 → 01/2024
    Jp Morgan Chase Bank, N.A.
    Mentor, OH
  • 01/2024 → Present
    Morgan Stanley Smith Barney Llc
    Pepper Pike, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-31
S63 Uniform Securities Agent State Law Examination 2016-02-25
  • S66 Uniform Combined State Law Examination
    2019-01-31
  • S63 Uniform Securities Agent State Law Examination
    2016-02-25
Other Names
  • Lindsay Necci
  • Lindsay R Bukovec
  • Lindsay Rachelle Bukovec
  • Lindsay Bukovec
  • Lindsay Rachelle Necci
  • Lindsay R Necci

View on SEC IAPD

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Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
WELLS FARGO CLEARING SERVICES, LLC · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH
VIRTERA PARTNERS LLC · PEPPER PIKE, OH

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