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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-11-05 |
| FL | RA | APPROVED | 2013-10-21 |
Branch Locations
9000 Southside Blvd, Jacksonville, FL 32256 • United States
Jacksonville, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 07/2013 | Present |
| Bank Of America N.A. | Jacksonville | FL | 01/2014 | Present |
I*96952 For profit or not for profit: For-Profit Organization Name of outside business organization: John & Kathryn Worsowicz Investment related: N Address of business: St. Augustine, Florida 32080 Nature of business: Other,Second Home rented out via third party rental co. Position, title, association: Owner, Start date of relationship: 6/26/2009 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This is a second home that is rented out via On-site rental company at Ocean Gallery in Cresent Beach FL. We have owned the property since 2009. I*117630 For profit or not for profit: For-Profit Organization Name of outside business organization: JK3 Holdings, LLC Investment related: N Address of business: Jacksonville, Florida 32244 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 9/24/2018 Number of hours devoted: 40 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: We will move our existing OBA - Condo/Vacation home into the LLC for liability protection. 100% OWNED by my wife Kathryn and myself. We are also contemplating the purchase of a commercial/home which would be leased to Southern Dessert Plate Bakery.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-17 |
| S65 | Uniform Investment Adviser Law Examination | 2010-06-09 |
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