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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-11-05
FL RA APPROVED 2013-10-21
  • TX RA
    APPROVED
    Since 2013-11-05
  • FL RA
    APPROVED
    Since 2013-10-21

Branch Locations

9000 Southside Blvd, Jacksonville, FL 32256 • United States

Jacksonville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 07/2013 Present
Bank Of America N.A. Jacksonville FL 01/2014 Present
Previous Registrations
  • 2010-09-02 → 2010-09-23
    New England Securities
    Jacksonville, FL
Other Businesses

I*96952 For profit or not for profit: For-Profit Organization Name of outside business organization: John & Kathryn Worsowicz Investment related: N Address of business: St. Augustine, Florida 32080 Nature of business: Other,Second Home rented out via third party rental co. Position, title, association: Owner, Start date of relationship: 6/26/2009 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This is a second home that is rented out via On-site rental company at Ocean Gallery in Cresent Beach FL. We have owned the property since 2009. I*117630 For profit or not for profit: For-Profit Organization Name of outside business organization: JK3 Holdings, LLC Investment related: N Address of business: Jacksonville, Florida 32244 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 9/24/2018 Number of hours devoted: 40 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: We will move our existing OBA - Condo/Vacation home into the LLC for liability protection. 100% OWNED by my wife Kathryn and myself. We are also contemplating the purchase of a commercial/home which would be leased to Southern Dessert Plate Bakery.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-17
S65 Uniform Investment Adviser Law Examination 2010-06-09
  • S66 Uniform Combined State Law Examination
    2013-10-17
  • S65 Uniform Investment Adviser Law Examination
    2010-06-09
Other Names
  • John Matthew Worsowicz

View on SEC IAPD

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