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Howard Scott Essner

Ancora Retirement Plan Advisors, LLC

Cleveland, OH

Ancora Private Wealth Advisors, LLC

Cleveland, OH

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Current Employers
Ancora Retirement Plan Advisors, Llc

6060 Parkland Suite 200, Cleveland, OH 44124 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-04-30
  • OH RA
    APPROVED
    Since 2018-04-30

Branch Locations

6060 Parkland Suite 200, Cleveland, OH 44124 • United States

Ancora Private Wealth Advisors, Llc

6060 Parkland Boulevard Suite 200, Cleveland, OH 44124 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2010-03-18
  • OH RA
    APPROVED
    Since 2010-03-18

Branch Locations

6060 Parkland Boulevard Suite 200, Cleveland, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Inverness Investment Group, Llc Beachwood OH 01/2006 Present
Ancora Retirement Plan Advisors Inc Cleveland OH 04/2018 Present
  • 01/2006 → Present
    Inverness Investment Group, Llc
    Beachwood, OH
  • 04/2018 → Present
    Ancora Retirement Plan Advisors Inc
    Cleveland, OH
Other Businesses

Retirement plan consulting for Ancora Retirement Plan Services. Investment related. Same address as primary business. Director. Chief Legal Officer. 80 hrs per week primarily during market hours but no trading takes place.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-17
  • S65 Uniform Investment Adviser Law Examination
    2010-03-17

View on SEC IAPD

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Other Offices

FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
INDEPENDENCE WEALTH ADVISORS, LLC · INDEPENDENCE, OH
VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
EAGLE STRATEGIES LLC · Independence, OH
W&S BROKERAGE SERVICES, INC. · INDEPENDENCE, OH
M HOLDINGS SECURITIES, INC. · Cleveland, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Independence, OH
FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH

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