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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Houston | TX | 08/2018 | Present |
| J.P. Morgan Securities Llc | Houston | TX | 08/2018 | Present |
| Dimanor | Chihuahua | 07/2014 | 08/2018 | |
| Epl407 Llc | Snowmass Village | CO | 06/2023 | Present |
Entity Name: EPL407 LLC Investment related: No Address: 119 Wood Road Unit 407, Snowmass Village CO 81615 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/05/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: EPL407 LLC owns an apartment in Snowmass Colorado which will be used by my family and leased when is not in use
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-09 |
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