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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-07-21
KS RA APPROVED 2011-03-04
  • TX RA
    APPROVED_RES
    Since 2014-07-21
  • KS RA
    APPROVED
    Since 2011-03-04

Branch Locations

100 S Main Street, Mcpherson, KS 67460-0246 • United States

Windom, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mcpherson KS 02/2010 03/2020
Ameriprise Financial Services, Llc Mcpherson KS 03/2020 Present
Other Businesses

Business Ownership; Rise Tax Strategies, LLC; Co-owner; Tax Preparation; PO Box 847 , , Merrimack, NH, 03054; Not Investment-Related; 01/01/2025; 0 hours per month; 0 during trading hours / RPWM Partners, LLC; Co-owner; Manage Ameriprise Business; 262 S River Rd , Suite 201, Bedford, NH, 03110; Investment-Related; 04/08/2010; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Wichita Animal Action League; Board Member; 4600 W Kellogg Dr, , Wichita, KS, 67209; Not Investment-Related; 06/08/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; RPWM PARTNERS, LLC; AFA - AFA; ; 100 S Main, , McPherson, KS, 67460; Investment-Related; 07/03/2019; 60 hours per month; 60 during trading hours. Other Business Activities; USD 444 Finance Pathway Advisory Board; Discussing and reviewing the classes and courses available to students for financial literacy at the high school level; 455 W. Prairie Ave, , Little River, KS, 67457; Not Investment-Related; 11/01/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-03
  • S66 Uniform Combined State Law Examination
    2011-03-03
Other Names
  • Sonia Mast
  • Sonia M Mast

View on SEC IAPD

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