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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-03-10 |
| TX | RA | APPROVED | 2021-01-15 |
| NC | RA | APPROVED | 2020-12-24 |
Branch Locations
114 Commerce Center Loop Suite E, Mooresville, NC 28117 • United States
1705 Eastside Ave, Nashville, TN 37206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fs2 Investment Solutions, Llc | Nashville | TN | 08/2016 | 08/2020 |
| Raymond James Financial Services, Inc. | Mooresville | NC | 12/2020 | Present |
| Unemployed | Nashville | TN | 08/2020 | 12/2020 |
| Raymond James Financial Services Advisors, Inc. | Mooresville | NC | 12/2020 | Present |
(1)Name of Business: RTH Wealth Management LLC Address: 114 Commerce Center Loop, Ste E., Mooresville, NC, 28117, United States Activity Type: Support Company - Non Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-05 |
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