Michael Rios

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 11/2016
  Wells Fargo Advisors Llc
  Los Angeles, CA
• 11/2016 → 02/2022
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
• 12/2025 → Present
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
• 02/2022 → 12/2025
  Unemployed
  Los Angeles, CA

Previous Registrations

• 2013-08-06 → 2022-03-02
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
• 2011-09-08 → 2013-08-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beverly Hills, CA

Other Businesses

RENTAL PROPERTY - BABBITT; INV RELATED; GRANADA HILLS,CA; RENTAL;100% OWNERSHIP; START DATE: 10/01/2023; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-04-15
• S63 Uniform Securities Agent State Law Examination
  2026-02-06
• S66 Uniform Combined State Law Examination
  2011-08-24