Michael E Carter

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Scottrade	Oklahoma City	OK	05/2016	02/2018
Td Ameritrade, Inc.	Oklahoma City	OK	02/2018	01/2021
Td Ameritrade Investment Management, Llc	Omaha	NE	02/2018	12/2020
J.P. Morgan Chase Bank N.A.	Edmond	OK	02/2021	08/2021
Jp Morgan Securities, Llc	Edmond	OK	02/2021	08/2021
Td Ameritrade	Oklahoma City	OK	09/2021	10/2021
Fidelity Investments	Tulsa	OK	11/2021	Present
Fidelity Investments	Boston	MA	03/2025	Present

2021-12-13 → 2025-03-31

Fidelity Personal And Workplace Advisors

Edmond, OK
2021-09-16 → 2021-10-21

Td Ameritrade, Inc.

Oklahoma City, OK
2021-09-16 → 2021-10-21

Td Ameritrade Investment Management, Llc

Oklahoma City, OK
2021-02-25 → 2021-08-03

J.P. Morgan Securities Llc

Edmond, OK

Edmond, OK
2018-02-27 → 2021-01-11

Td Ameritrade, Inc.

Oklahoma City, OK

Oklahoma City, OK
2018-02-26 → 2020-12-31

Td Ameritrade Investment Management, Llc

Omaha, NE

Oklahoma City, OK

Edmond, OK
2017-01-31 → 2018-02-26

Scottrade Investment Management

Saint Louis, MO
2012-07-19 → 2016-05-04

Strategic Advisers Llc

Merrimack, NH

Merrimack, NH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-07-13
S63	Uniform Securities Agent State Law Examination	2010-05-11